GFIN IOSCO Compliance Principles
Global
2019
Consumer Protection
Overview
The GFIN IOSCO Compliance Principles are a set of non-binding frameworks developed by the Global Financial Innovation Network (GFIN) and the International Organization of Securities Commissions (IOSCO). These principles support responsible innovation in fintech, regtech, crypto, and cross-border financial services, especially through regulatory sandboxes and cooperative supervision.GFIN, launched in 2019, includes over 70 global regulators, while IOSCO represents securities regulators from more than 130 jurisdictions. Together, they provide guidance on proportional regulation, data sharing, risk-based oversight, and pilot testing. Though not law, the principles help align regulatory expectations across borders and improve compliance readiness for emerging technologies.
Key Obligations
- Encourage cross-border experimentation through regulatory sandboxes
- Promote proportional and risk-based regulatory approaches
- Support responsible innovation through data sharing and oversight coordination
- Enable global dialogue between fintech innovators and regulators
Stay ahead of risk with Signzy
Explore tools that help you onboard, monitor, and verify with confidence
GRC
Governance, Risk, and Compliance solutions to streamline regulatory adherence and maintain operational excellence across your organization.
AML Screening
Comprehensive Anti-Money Laundering screening solutions to detect and prevent financial crimes through advanced monitoring and compliance tools.
One Touch KYC
Simplify the Know Your Customer (KYC) process with AI and sophisticated fraud detection algorithms to provide a seamless, efficient, and highly secure user verification.
