GFIN IOSCO Compliance Principles
Global
2019
Consumer Protection
Overview
Key Obligations
- Encourage cross-border experimentation through regulatory sandboxes
- Promote proportional and risk-based regulatory approaches
- Support responsible innovation through data sharing and oversight coordination
- Enable global dialogue between fintech innovators and regulators
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Related Regulations
FAQ
Are the GFIN IOSCO Compliance Principles legally binding?
No. These are voluntary, non-binding frameworks that offer guidance rather than enforceable rules.
Who do these principles apply to?
They are relevant to regulators, fintech innovators, crypto service providers, and cross-border payment firms operating in sandbox environments.
What is the main objective of GFIN?
To promote global cooperation and regulatory alignment in the oversight of financial innovation.
Do the principles cover anti-money laundering (AML)?
Yes. While not prescriptive, they encourage alignment with established AML standards like the FATF Recommendations.